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CLE Programs

July 12, 2023

SEC Update: Exam Priorities and New Reporting and Compliance Obligations for Registered Investment Advisers

SEC Update: Exam Priorities and New Reporting and Compliance Obligations for Registered Investment Advisers

SEC Update_675
Start Date:
  • July 12, 2023
Start Time:
  • 12:00 PM
End Time:
  • 1:00 PM
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0NB21
Section Member Price: $40.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $100.00