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Securities Arbitration 2020: Deep Dive (NYC & Webcast)

Securities Arbitration 2020: Deep Dive (NYC & Webcast)

Program Description:
March 30, 2020

Trust established and trust breached. That is at the heart of almost every customer securities arbitration of merit that arbitrators must resolve. With the “forum of equity” being supplanted by the “forum of law,” how do practitioners get arbitrators to look beyond the law to the reality of the relationships between customers and financial advisers? How have FINRA’s cases over the years reflected the different ways in which trust relationships were breached? How has the transition from transactional disputes to fiduciary advisory cases affected the kinds of cases brought? How can attorneys defend elder abuse, affinity fraud cases and other “indefensible” conduct? How can aggressive discovery make or break a case? Ethical issues when customer attorneys solicit potential clients on the Internet and when defense attorneys represent brokerage firms and brokers in the same case?

This year’s program is a “deep dive” into these issues and other issues that are confronting securities arbitration practitioners. When the program’s co-chairs consider the subjects to present, they ask themselves these two questions: Are those the subjects I want to learn about? Are those the speakers I want to hear from on those subjects? This program does a “deep dive” into these questions.

Program Highlights:
– Human Nature and Securities Disputes
– Trust and Beyond in Case Selection, Preparation and Pleading
– Defending the Indefensible?
– Discovery – Making or Breaking a Case
– Whether, How and When to Settle
– Remedies and Damages
– Trolling and Other Ethical Challenges

Who Should Attend:
This program is geared towards experienced and novice securities arbitration practitioners. The panelists for this year's program were chosen because of their unique, extensive and varied experiences in this area of the law. Commercial litigators new to the field will also benefit. The program's “deep dive” theme is intended to go beyond superficial, everyday issues in arbitration. The breadth of the program and the practical knowledge of the faculty will ensure a memorable and entertaining seminar. You will learn to be an even more effective representative for your client, whether you represent investors, brokers or brokerage firms.

This program is co-sponsored by the Commercial and Federal Litigation Section, and the Committee on Continuing Legal Education of the New York State Bar Association and Capital Forensics, Inc.

Start Date:
  • March 6, 2020
Start Time:
  • 9:00 AM
End Time:
  • 4:45 PM
Areas Of Professional Practice Credit(s):
  • 2
Ethics and Professionalism Credit(s):
  • 1
Skills Credit(s):
  • 4
Total Credit(s):
  • 7
Region:
  • New York City
Address:
  • Convene Conference Center
    810 Seventh Avenue
    New York, NY 10019
Product Code:
  • 0GS44
Member Pricing: $195.00 Sign up Membership for member price
Non-Member Pricing: $295.00

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