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Representing Clients In Securities Arbitration (2015)

Representing Clients In Securities Arbitration (2015)

Total MCLE Credits:7.0, Professional Practice 4.0, Skills 2.0, Ethics 1.0
The basics of Securities Arbitration have evolved at a rapid pace, and this program will help you master the skills necessary to succeed in Securities Arbitration and bring you up-to-date on recent developments in the law. Gathered from the “best and brightest” of the New York State Bar, this program’s faculty will highlight the most critical advancements in securities arbitration and mediation since this program was last presented. 

Topics to be covered include:
• FINRA Developments and Trends Nationwide
• Pleadings and Opening Statements
• Whether and When to Settle
• Selecting and Managing Your Arbitration Panel
• Arbitrators’ Perspective
• Experts and Closing
• Ethical Issues 


Program Faculty:
Richard W. Berry, Executive Vice President / Director of Dispute Resolution, FINRA Dispute Resolution
Brent A. Burns, Law Offices of Brent A. Burns, LLC
Kenneth G. Crowley, Executive Director, Deputy General Counsel, UBS Financial Services Inc.
Howard R. Elisofon, Partner, Herrick Feinstein LLP 
Jonathan L. Hochman, Founding Partner, Schindler Cohen & Hochman LLP 
Ross B. Intelisano, Founding Partner, Rich Intelisano & Katz LLP 
George H. Friedman, George H. Friedman Consulting, LLC and Chairman of the Board, Arbitration Resolution Services, Inc. 
Harry Frischer, Partner, Proskauer Rose LLP Darya Geetter, Executive Vice President Deputy General Counsel, LPL Financial 
Charles J. Hecht, Partner, Wolf Haldenstein Adler Freeman & Herz LLP
Edward W. Larkin, Director, Business & Commercial Litigation, Gibbons P.C. 
Jeffrey L. Liddle, Founding Partner, Liddle & Robinson, LLP 
Seth E. Lipner, Partner, Deutsch & Lipner 
Jenice L. Malecki, Malecki Law
Stanley F. Meyerson, Partner, Trade Investment Analysis Group 
Brian J. Neville, Founding Partner, Lax &Neville LLP 
Professor Paul Radvany, Fordham University School of Law
David E. Robbins, Partner, Kaufmann,Gildin Robbins LLP 
Richard Roth, Founding Partner, The Roth Law Firm PLLC 
Michael Schwartzberg, Partner, Winget, Spadafora & Schwartzberg, LLP 
Ellen Slipp, Managing Director and Head of Litigation, Citigroup 
Barry Temkin, Partner, Mound Cotton Wollan & Greengrass 
James D. Yellen, Founder, Yellen Arbitration and Mediation Services 
Stephen P. Younger, Partner, Patterson Belknap Webb & Tyler LLP


Total Credits: 7.00 | Areas of Professional Practice: 4.00, Skills: 2.00, Ethics: 1.00

  • Online On-Demand
Product Code:
  • VEB74
Areas Of Professional Practice Credit(s):
  • 4.0
Ethics and Professionalism Credit(s):
  • 1.0
Skills Credit(s):
  • 2.0
Total Credit(s):
  • 7.0
Non-Member Pricing: $275.00

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