Representing Clients in Securities Arbitration (2015)
Total MCLE Credits:7.0, Professional Practice 4.0, Skills 2.0, Ethics 1.0
The basics of Securities Arbitration have evolved at a rapid pace, and this program will help you master the skills necessary to succeed in Securities Arbitration and bring you up-to-date on recent developments in the law. Gathered from the “best and brightest” of the New York State Bar, this program’s faculty will highlight the most critical advancements in securities arbitration and mediation since this program was last presented.
Topics to be covered include:
• FINRA Developments and Trends Nationwide
• Pleadings and Opening Statements
• Whether and When to Settle
• Selecting and Managing Your Arbitration Panel
• Arbitrators’ Perspective
• Experts and Closing
• Ethical Issues
Program Faculty:
Richard W. Berry, Executive Vice President / Director of Dispute Resolution, FINRA Dispute Resolution
Brent A. Burns, Law Offices of Brent A. Burns, LLC
Kenneth G. Crowley, Executive Director, Deputy General Counsel, UBS Financial Services Inc.
Howard R. Elisofon, Partner, Herrick Feinstein LLP
Jonathan L. Hochman, Founding Partner, Schindler Cohen & Hochman LLP
Ross B. Intelisano, Founding Partner, Rich Intelisano & Katz LLP
George H. Friedman, George H. Friedman Consulting, LLC and Chairman of the Board, Arbitration Resolution Services, Inc.
Harry Frischer, Partner, Proskauer Rose LLP Darya Geetter, Executive Vice President Deputy General Counsel, LPL Financial
Charles J. Hecht, Partner, Wolf Haldenstein Adler Freeman & Herz LLP
Edward W. Larkin, Director, Business & Commercial Litigation, Gibbons P.C.
Jeffrey L. Liddle, Founding Partner, Liddle & Robinson, LLP
Seth E. Lipner, Partner, Deutsch & Lipner
Jenice L. Malecki, Malecki Law
Stanley F. Meyerson, Partner, Trade Investment Analysis Group
Brian J. Neville, Founding Partner, Lax &Neville LLP
Professor Paul Radvany, Fordham University School of Law
David E. Robbins, Partner, Kaufmann,Gildin Robbins LLP
Richard Roth, Founding Partner, The Roth Law Firm PLLC
Michael Schwartzberg, Partner, Winget, Spadafora & Schwartzberg, LLP
Ellen Slipp, Managing Director and Head of Litigation, Citigroup
Barry Temkin, Partner, Mound Cotton Wollan & Greengrass
James D. Yellen, Founder, Yellen Arbitration and Mediation Services
Stephen P. Younger, Partner, Patterson Belknap Webb & Tyler LLP
Total Credits: 7.00 | Areas of Professional Practice: 4.00, Skills: 2.00, Ethics: 1.00
Member Price:
$175.00
Join (or renew) for special member pricing
Non-Member Price:
$275.00
Published Date:
- November 12, 2015
Format:
- Online On-Demand
Product Code:
- VEB74
Areas Of Professional Practice Credit(s):
- 4.0
Ethics and Professionalism Credit(s):
- 1.0
Skills Credit(s):
- 2.0
Total Credit(s):
- 7.0
