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Securities Arbitration And Mediation (2014)


7.0 MCLE Credits: 2.0 Professional Practice; 4.0 Skills; 1.0 Ethics

The key to successful securities arbitration and mediation is telling your story in memorable and persuasive fashion. This program will help you master those skills while also bringing you up-to-date on recent developments in the law. Gathered from the “best and brightest” of the New York State Bar, this program will highlight the most critical recent advancements in securities arbitration and mediation.


Program Topics

·         Developments and FINRA and Trends Nationwide

·         Pleadings Defenses and Taking the Case

·         Panel Selection and Discovery Issues

·         Whether and When to Settle

·         Industry Cases

·         The Hearing – Telling Your Clients Story

·         Ethical Issues in Arbitration and Mediation


Program Faculty


David E. Robbins, Partner, Kaufmann Gildin Robbins & Oppenheim LLP, New York, NY 

James D. Yellen, Founder, Yellen Arbitration and Mediation Services, New York, NY

Panel Members


Thomas R. Ajamie, Managing Partner, Ajamie LLP, Houston, TX * Ethan A. Brecher, Founding and Managing Partner, Law Office Of Ethan A. Brecher, LLC, New York, NY * Kenneth G. Crowley, Executive Director, UBS Financial Services Inc., Weehawken, NJ * Linda D. Fienberg, President and Chief Hearing Officer, FINRA Dispute Resolution, Washington, DC * Darya Geetter, Executive Vice President and Deputy General Counsel, LPL Financial, Boston, MA * Charles J. Hecht, Partner, Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY * Jonathan L. Hochman, Partner, Schindler Cohen & Hochman LLP , New York, NY * Ross Intelisano, Founding Partner, Rich Intelisano & Katz LLP , New York, NY * Theodore A. Krebsbach, Founding Partner, Murphy & McGonigle, New York, NY * Edward W. Larkin, Director, Gibbons PC, New York, NY  * Jeffrey L. Liddle, Founding and Managing Partner, Liddle & Robinson, LLP, New York, NY * Prof. Seth E. Lipner, Deutsch & Lipner, Garden City, NY * Christine M. Lazaro, Director, St. John's University School of Law, Queens, NY * Victor A. Machcinski, Jr., Murphy & McGonigle, New York, NY * Andrew J. Melnick, Partner, Schindler, Cohen & Hochman LLP, New York, NY * Colleen M. Murphy, Partner, Goldberg Segalla, Buffalo, NY * Brian J. Neville, Partner, Lax & Neville LLP, New York, NY * Timothy J. O’Connor, Founder, The Law Offices of Timothy J. O'Connor, Albany, NY * Matthew C. Plant, Member, Bressler Amery & Ross, PC, New York, NY * Prof. Paul B. Radvany, Esq., Fordham University School of Law, New York, NY * David E. Robbins, Partner, Kaufmann Gildin Robbins & Oppenheim LLP, New York, NY * Richard P. Ryder, President, Securities Arbitration Commentator, Inc., Maplewood, NJ * Loren Schechter, Partner, Duane Morris LLP, New York, NY * Ellen Slipp, Managing Director, The Citigroup, New York, NY * Noah Sorkin, General Counsel, AIG Advisor Group, New York, NY * Barry R. Temkin, Partner, Mound Cotton Wollah & Greengrass, New York, NY * James D. Yellen, Founder, Yellen Arbitration and Mediation Services, New York, NY * Stephen P. Younger, Partner, Patterson Belknap Webb & Tyler LLP, New York, NY.

Total Credits: 7.00 | Ethics: 1.00, Skills: 4.00, Areas of Professional Practice: 2.00

Click "Add to Cart" to purchase full program or click a title below to purchase by topic.

 1 Securities Arbitration Developments And FINRA (2014)
Areas of Professional Practice: 1.00
 2 Pleadings, Defenses And Taking The Securities Case (2014)
Skills: 1.00
 3 Securities Arbitration, Selection And Discovery (2014)
Skills: 1.00
 4 Whether And When To Settle The Securities Case (2014)
Skills: 1.00
 5 Securities Arbitration and Mediation: Industry Cases (2014)
Areas of Professional Practice: 1.00
 6 The Securities Hearing – Telling Your Client's Story (2014)
Skills: 1.00
 7 Ethical Issues in Securities Arbitration Cases (2014)
Ethics: 1.00
Non-Member Price: $275.00
Recorded Date:
  • March 11, 2014
  • Online On-Demand
Product Code:
  • VDI44
Areas Of Professional Practice Credit(s):
  • 2.0
Ethics and Professionalism Credit(s):
  • 1.0
Skills Credit(s):
  • 4.0
Total Credit(s):
  • 7.0
  • 6hr