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Securities Arbitration And Mediation (2018)

Securities Arbitration And Mediation (2018)

Data Protection And Network Security

The key to successful securities arbitration and mediation is telling your story in memorable and persuasive fashion. This program will help you master those skills while also bringing you up-to-date on recent developments in the law. 


Topics to be Covered Include:

– 30 Years of Mandatory Arbitration

– How Pre-Hearing Motions Can Win a Case

– Fee-Based vs. Commission-Based Accounts

– Elder Abuse and Elder Exploitation Cases

– Whether and When to Settle a Securities Mediation

– Expungement Cases

– Ethics



Richard W. Berry, Esq. FINRA Dispute Resolution – NYC

Jeffrey Friedman, Esq. Bressler, Amery & Ross – NYC

Prof. Seth E. Lipner Deutsch & Lipner – NYC

Edward Larkin, Esq. Gibbons. P.C. – NYC

Martin H. Kaplan, Esq. Gusrae, Kaplan, Bruno & Nusbaum PLLC – NYC

William Thornton, Esq. Stevens & Lee – Philadelphia

Robert Pearl, Esq. The Pearl Law Firm – Pittsford, NY

Professor Paul Radvany, Esq. Fordham Law School

Paula Shaffner, Esq. Stradley Ronon Steven & Young, P.C. – Philadelphia, PA

Jack Duval, Accelerant LLC – Staatsburg, NY

Timothy O’Connor, Esq. Law Offices of Timothy J. O’Connor – Albany, NY

Aegis Frumento, Esq. Stern Tannenbaum & Bell LLP – NYC

Kenneth Andrichik, Esq. FINRA – NYC

Barry Lax, Esq. Lax & Neville LLP – NYC

Robert E. Conner, Thornapple Associates, Inc. – Naples, FL

Howard Elisofon, Esq. Herrick Feinstein LLP – NYC

David Robbins, Esq. Kaufmann Gildin & Robbins LLP – NYC

Angela Turiano, Esq. Bressler, Amery & Ross – NYC

Non-Member Price: $295.00
Recorded Date:
  • November 29, 2018
  • Online On-Demand
Product Code:
  • VET44
Areas Of Professional Practice Credit(s):
  • 2.0
Ethics and Professionalism Credit(s):
  • 1.0
Skills Credit(s):
  • 4.0
Total Credit(s):
  • 7.0
  • 6hr