Category: Ethics Opinions

Opinion 667

NEW YORK STATE BAR ASSOCIATION Fees Committee on Professional Ethics Opinion #667 (8-94) 06/03/1994 Topic: Referral fees Digest: Attorney may accept a referral fee from a mortgage broker for referring client to broker,  provided client consents  to  arrangement after full disclosure, all proceeds thereof are credited to client if the client requests attorney to do so,  the … Continued

Opinion 668

NEW YORK STATE BAR ASSOCIATION Reasonable compensation, witness compensation Committee on Professional Ethics Opinion #668 (16-94) 06/03/1994 Topic: “Reasonable Compensation” of a Witness Digest: There is no ethical limit on the amount an individual may be paid for assistance in the fact finding process, so long as the client consents after full disclosure. The attorney should keep … Continued

Opinion 666

NEW YORK STATE BAR ASSOCIATION Conflict of interest, maintenance, personal injury Committee on Professional Ethics Opinion #666 (73-93) 06/03/1994 Topic: Conflict of interest; maintenance; referring client to institution that will lend money for living expenses contingent on resolution of personal injury claim Digest: Lawyer may refer client to institution that will lend money for client’s living expenses … Continued

Opinion 654

NEW YORK STATE BAR ASSOCIATION Committee on Professional Ethics Opinion #654 (9-93) Topic: Prosecutors; disqualification; conflict of interest; family members Digest: District Attorney’s spouse or sibling may not represent a defendant in a case prosecuted by District Attorney; whether District Attorney may prosecute case in which defendant is represented by another lawyer in law firm … Continued

Opinion 663

NEW YORK STATE BAR ASSOCIATION Opposing party Committee on Professional Ethics Opinion #663 – 04/21/1994 (66-93)  Topic: Communication with adverse party; knowledge of adverse representation Digest: A lawyer may communicate directly with an opposing party when the putative lawyer for that party fails to respond only after undertaking a complete and thorough inquiry to determine the ultimate … Continued

Opinion 661

NEW YORK STATE BAR ASSOCIATION Advertising Committee on Professional Ethics Opinion #661 – 03/15/1994 (57-93) Topic: Advertising; fictional client testimonials Digest: Dramatized versions of actual client testimonials are proper only if (1) the client authorizes use of the testimonial, (2) appropriate disclosure is used to correct any misleading information or imagery as to the identity of the … Continued

Opinion 662

NEW YORK STATE BAR ASSOCIATION Real estate, tax Committee on Professional Ethics Opinion #662 – 02/15/1994 (59-93) Topic: Unauthorized practice of law; conduct that constitutes the practice of law; obligation to disclose lawyer’s status as lawyer. Digest: A lawyer may not affiliate with a nonlawyer in the representation of clients in a litigation context; a lawyer’s failure … Continued

Opinion 658

NEW YORK STATE BAR ASSOCIATION Committee on Professional Ethics Opinion #658 (50-93) Topic: Association with foreign lawyers Foreign Digest: Subject to any applicable legal restrictions, a New York law partnership may enter into a partnership with a Swedish firm provided the New York lawyers confirm that the partnership will not compromise the lawyers’ ability to … Continued

Opinion 656

NEW YORK STATE BAR ASSOCIATION Committee on Professional Ethics Opinion #656 (38-93) Topic: Communication by attorney with adverse party Opposing party Digest: Attorney for parent in child custody proceeding may not communicate with child for whom court has appointed a law guardian without law guardian’s consent Code: DR 7-104(A)(1) QUESTION May the attorney for a … Continued

Opinion 653

NEW YORK STATE BAR ASSOCIATION Committee on Professional Ethics Opinion #653 – 08/27/1993 (22-93) Employment, non-lawyer, litigation Topic: Liability for litigation expenses; withdrawal of attorney if client does not advance or accept liability for expenses Digest: Attorney may not assume ultimate liability for litigation expenses; attorney may request client to advance expenses for trial; attorney … Continued