Problem Gambling 101 and Ethical Obligations of Lawyers

This one-hour CLE program provides attorneys with a foundational understanding of problem gambling and its intersection with legal ethics and professional responsibility. A representative from the New York Council on Problem Gambling introduces “Problem Gambling 101,” including key warning signs, risk factors, and current prevalence data in New York. Participants will gain practical insight into how gambling-related harm may present in clients, colleagues, and within their own professional environments.

An experienced legal ethics attorney then explores the ethical and fiduciary obligations implicated by problem gambling, including issues related to competence, diligence, safeguarding client funds, and reporting misconduct. This program highlights how gambling-related impairment can affect an attorney’s ability to meet their professional responsibilities under applicable rules of professional conduct. The session also includes guidance on how to respond when concerns arise, along with resources for confidential support, intervention, and treatment.

Learning Objectives:

• Identify common signs and symptoms of problem gambling
• Understand the prevalence and impact of problem gambling in New York
• Recognize how gambling-related impairment may affect attorney performance and client protection
• Examine ethical obligations and fiduciary duties related to competence, diligence, and financial stewardship
• Access resources and support services for prevention, intervention, and recovery

Speakers: 

• Catherine Mibaum | New York Council on Problem Gambling, Team Leader | (PGRC Staff – Finger Lakes)
• Scott W. Bush, Esq. | Corrigan McCoy & Bush PLLC | Rensselaer, NY