The SEC’s Investment Adviser Marketing Rule

This program will discuss the recently adopted SEC rule covering marketing by investment advisers. The new rule incorporates long-standing staff interpretations but also has been expanded to address certain issues such as use of social media.

Speakers

Marie A. Bober, Esq., Moelis Asset Management LLP

Christine Schleppegrell, Esq., Division of Investment Management U.S. Securities and Exchange Commission

Adam Kanter, Esq., Mayer Brown

Sanjay Lamba, Esq., Investment Adviser Association Staff