Recent SEC Rulemaking Initiatives Part I: Implementation Of The Marketing Rule And Cyber-security Proposal

Panelists will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers. The panelists will cover:

• the rule proposals 

• the potential impact on regulated entities such as investment advisers 

• the potential impact on investors and the capital markets

Speakers:

Christopher Staley, SEC, Division of Investment Management, Branch Chief

Robert Plaze, Proskauer LLP, Partner

Leslie Cruz, Mayer Brown LLP, Counsel

Darren Mooney, Greyline Partners, LLC, Partner & Co-Head of Business Development