Recent SEC Rulemaking Initiatives Part I: Implementation Of The Marketing Rule And Cyber-security Proposal
Panelists will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers. The panelists will cover:
• the rule proposals
• the potential impact on regulated entities such as investment advisers
• the potential impact on investors and the capital markets
Speakers:
Christopher Staley, SEC, Division of Investment Management, Branch Chief
Robert Plaze, Proskauer LLP, Partner
Leslie Cruz, Mayer Brown LLP, Counsel
Darren Mooney, Greyline Partners, LLC, Partner & Co-Head of Business Development
Start Date:
- May 11, 2022
Start Time:
- 11:00 AM
End Time:
- 12:30 PM
Areas Of Professional Practice Credit(s):
- 1.5
Total Credit(s):
- 1.5
Region:
- Virtual Participation
Format:
- Webinar
Product Code:
- 0MA31A
NYSBA Member Price:
$50.00
Join (or renew) for special member pricing
Non-Member Price:
$100.00
Sponsoring Committee Group
- Committee on Continuing Legal Education
- Securities Regulation Committee
- Business Law Section
