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Recent SEC Rulemaking Initiatives Part I: Implementation Of The Marketing Rule And Cyber-security Proposal

Recent SEC Rulemaking Initiatives Part I: Implementation Of The Marketing Rule And Cyber-security Proposal

Recent SEC Rulemaking Initiatives Part 1_675

Panelists will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers. The panelists will cover:

• the rule proposals 

• the potential impact on regulated entities such as investment advisers 

• the potential impact on investors and the capital markets

Speakers:

Christopher Staley, SEC, Division of Investment Management, Branch Chief

Robert Plaze, Proskauer LLP, Partner

Leslie Cruz, Mayer Brown LLP, Counsel

Darren Mooney, Greyline Partners, LLC, Partner & Co-Head of Business Development

Start Date:
  • May 11, 2022
Start Time:
  • 11:00 AM
End Time:
  • 12:30 PM
Areas Of Professional Practice Credit(s):
  • 1.5
Total Credit(s):
  • 1.5
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0MA31A
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $100.00
Sponsoring Committee Group
  • Committee On Continuing Legal Education
  • Securities Regulation Committee
  • Business Law Section