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The SEC’s Investment Adviser Marketing Rule: What Is New And What Remains The Same

The SEC’s Investment Adviser Marketing Rule: What Is New And What Remains The Same

SEC’s New Advertising Rule_social4

Panelists will discuss the recently adopted SEC rule covering marketing by investment advisers.  The new rule incorporates long-standing staff interpretations but also has been expanded to address certain issues such as use of social media.

Start Date:
  • June 16, 2021
Start Time:
  • 11:30 AM
End Time:
  • 12:30 PM
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0KE61
Section Member Price: $0.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $150.00
Sponsoring Committee Group
  • Committee On Continuing Legal Education
  • Securities Regulation Committee
  • Business Law Section