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Insights on SEC Exams of Private Fund Sponsors

Insights on SEC Exams of Private Fund Sponsors

Insight on SEC Exams_675

Tram Nguyen, Mayer Brown Corporate & Securities partner and chair of the NYSBA Securities Regulation Committee, is pleased to announce that Igor Rozenblit—former co-head of the SEC’s Private Funds Unit in the Division of Examinations (formerly, “OCIE”) and now the managing partner at Iron Road Partners—will discuss his experiences leading SEC exams focused on private fund sponsors, recent developments and focus areas of SEC examinations and emerging trends.


Igor Rozenblit, Esq., Managing Partner, Iron Road Partners

Planning Co-Chair: Tram Nguyen, Esq., Partner, Mayer Brown LLP

Planning Co-Chair: Patricia A. Holland, Marketing & Business Development Manager, Mayer Brown LLP

Non-Member Price: $100.00
Published Date:
  • December 16, 2021
  • Online On-Demand
Product Code:
  • VLQ11
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0