Regulation S-P Amendments: Privacy of Consumer Financial Information

This CLE discusses the Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P with a particular focus on its impact for registered investment advisers. These changes mark a pivotal shift in the financial industry's approach to data security and privacy and include: new notification requirements; incident response programs; expanded safeguard and disposal rules; as well as changes to the privacy notice. 

Speakers

James Leahy, Esq., Florio Leahy LLP

Danielle Tuluca, Florio Leahy LLP