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SEC Priorities

SEC Priorities

SEC Priorities_675

Christina Thomas and Nick Losurdo recently served together at the SEC as senior advisors to Commissioner Elad L. Roisman. They focused on policy, rulemaking, and enforcement related to, among other things, capital formation, issuer disclosure, proxy voting, Regulation NMS and equity market structure, broker-dealer and investment adviser standards of conduct, and new and complex asset classes (including digital asset securities). They will discuss what we can expect from the SEC during the Biden administration, including rulemaking, enforcement focus areas, and exam priorities.


Christina M. Thomas, Esq., Mayer Brown

Planning Co-Chair: Tram N. Nguyen, Esq., Mayer Brown LLP

Planning Co-Chair: Patricia A. Holland, Mayer Brown LLP

Nicholas J. Losurdo, Esq., Goodwin Procter LLP

Section Member Price: $40.00 Join (or renew) for special member pricing
Non-Member Price: $100.00
Published Date:
  • October 20, 2021
  • Online On-Demand
Product Code:
  • VLF91
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0