SEC Update: Exam Priorities and New Reporting and Compliance Obligations
Chris Mulligan, investment advisor/private fund senior adviser and co-coordinator of the Private Funds Specialized Working Group in the SEC’s Division of Examinations. Chris discusses private fund adviser examination priorities and the recent amendments to Form PF.
The recent amendments have materially enhanced the reporting obligations for registered investment advisers who are required to report on Form PF.
Member Price:
$50.00
Join (or renew) for special member pricing
Non-Member Price:
$100.00
Published Date:
- July 12, 2023
Format:
- Online On-Demand
Product Code:
- VNB21
Areas Of Professional Practice Credit(s):
- 1.0
Total Credit(s):
- 1.0
