The SEC’s Investment Adviser Marketing Rule
This program will discuss the recently adopted SEC rule covering marketing by investment advisers. The new rule incorporates long-standing staff interpretations but also has been expanded to address certain issues such as use of social media.
Marie A. Bober, Esq., Moelis Asset Management LLP
Christine Schleppegrell, Esq., Division of Investment Management U.S. Securities and Exchange Commission
Adam Kanter, Esq., Mayer Brown
Sanjay Lamba, Esq., Investment Adviser Association Staff
- June 16, 2021
- Online On-Demand