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The SEC’s Investment Adviser Marketing Rule

The SEC’s Investment Adviser Marketing Rule

SEC’s New Advertising Rule_social4

This program will discuss the recently adopted SEC rule covering marketing by investment advisers. The new rule incorporates long-standing staff interpretations but also has been expanded to address certain issues such as use of social media.

Speakers

Marie A. Bober, Esq., Moelis Asset Management LLP

Christine Schleppegrell, Esq., Division of Investment Management U.S. Securities and Exchange Commission

Adam Kanter, Esq., Mayer Brown

Sanjay Lamba, Esq., Investment Adviser Association Staff

Section Member Price: $0.00 Join (or renew) for special member pricing
Non-Member Price: $150.00
Published Date:
  • June 16, 2021
Format:
  • Online On-Demand
Product Code:
  • VKE61
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0