Category: Ethics Opinions

Opinion 747

NEW YORK STATE BAR ASSOCIATION Fees, matrimonial matters Committee on Professional Ethics Opinion # 747 – 11/05/2001 Topic:        Contingent Fees; Domestic Relations Overrules:       N.Y. State 443 Modifies:         N.Y. State 690 Digest:      Lawyer may not agree to a contingent fee retainer to collect maintenance, child support and/or alimony due based upon an already rendered final judgment … Continued

Opinion 746

NEW YORK STATE BAR ASSOCIATION Clients, competency, guardian, power of attorney Committee on Professional Ethics Opinion #746 – 07/18/2001 Topic:     Representing incapacitated client; petitioning for appointment of guardian; attorney?in?fact under durable power of attorney; representation of oneself as attorney-in-fact/petitioner Digest:    Lawyer serving as client’s attorney?in?fact may not petition for appointment of guardian without client’s consent … Continued

Opinion 745

NEW YORK STATE BAR ASSOCIATION Conflict of interest, fees Committee on Professional Ethics Opinion #745 – 07/18/2001Topic:      Conflict of Interest; referral fee Digest:       A lawyer who is disqualified from a matter on non-consentable conflict of interest grounds may not receive a referral fee.   A lawyer with a consentable conflict of interest who nevertheless refers … Continued

Opinion 744

NEW YORK STATE BAR ASSOCIATION Costs, litigation Committee on Professional Ethics Opinion #744 – 05/25/2001 Topic:        Litigation costs Digest:       When plaintiff retains lawyer to bring multiple lawsuits, plaintiff must ultimately be responsible for all litigation expenses, but lawyer may agree that expenses arising from unsuccessful lawsuits will be paid out of recoveries obtained in successful … Continued

Opinion 743

NEW YORK STATE BAR ASSOCIATION Labor Committee on Professional Ethics  Opinion #743 – 05/25/2001 Topic:     Labor union; lawyer for organization. Digest:    Union attorney who represents union member in an arbitration proceeding must keep union member’s confidences.   Union attorney who represents union in grievance proceeding under collective bargaining agreement must make clear to union member who … Continued

Opinion 742

NEW YORK STATE BAR ASSOCIATION Confidences Committee on Professional Ethics Opinion #742 – 05/25/2001 Topic:    Confidentiality; Duty to report violations of law Digest:   Lawyer who learns in the course of representing client that a third party non-lawyer has violated applicable law may not report same if the information would be protected as a confidence or … Continued

Opinion 741

NEW YORK STATE BAR ASSOCIATION Referral, solicitation Committee on Professional Ethics Opinion # 741 – 05/25/2001 Topic:        Referrals; solicitation. Digest:       Lawyer may not participate in a business network that requires reciprocal referrals. Code:        DR 1-102(A)(2), 2-103(A), (B), 5-101(A), 6-101(A). QUESTION              May an attorney ethically participate in a business network that requires members to refer … Continued

Opinion 740

NEW YORK STATE BAR ASSOCIATION Advertisements, name, use of Committee on Professional Ethics Opinion #740 – 04/23/2001 Topic: Advertising; firm name Digest: A lawyer may not place an advertisement in the Yellow Pages in which the lawyer uses the firm name “A”, or inserts the letter “A” before the firm name, in order to insure favorable placement. … Continued

Opinion 739

NEW YORK STATE BAR ASSOCIATION Fees, lawyer refferal service, matrimonial matters Committee on Professional Ethics Opinion #739 – 04/16/2001 Topic:        Lawyer referral service; legal    fees, domestic relations Digest:       Lawyer who represents low or moderate income individual in matrimonial action for a reduced fee may include in retainer agreement provision contemplating an application to the court … Continued

Opinion 738

NEW YORK STATE BAR ASSOCIATION Conflict of interest, real estate Committee on Professional Ethics  Opinion #738 – 04/16/2001 Topic:       Conflict of interest:   referral of clients to title abstract company owned by attorney’s spouse Digest:     Improper for attorney to refer real estate client to title abstract company in which the attorney’s spouse has an ownership interest … Continued