Category: Ethics Opinions

Opinion 697

NEW YORK STATE BAR ASSOCIATION Fees Committee on Professional Ethics  Opinion #697 – 12/30/1997 (41-97) Topic:        Legal fees; combination of hourly and contingency fee. Digest:       It is proper for a lawyer to charge a combination of an hourly and a contingency fee. Code:        DR 2-106(A), 2-106(C)(1). QUESTION May a lawyer charge both an hourly fee, … Continued

Opinion 696

NEW YORK STATE BAR ASSOCIATION Municipal attorney, political activity Committee on Professional Ethics  Opinion #696 – 08/25/1997 (17-97) Topic:           Partisan political activities by municipal attorney charged with investigating public corruption Digest:         Municipal attorney charged with investigating public corruption may not participate in partisan political activities. Code:           DR 1-102(A)(5). QUESTION Do the ethical restrictions on the … Continued

Opinion 695

NEW YORK STATE BAR ASSOCIATION Advertisements, employee, letterhead, paralegals Committee on Professional Ethics Opinion #695 – 08/25/1997 (11-97) Topic:        Use of “Certified Legal Assistant” title on letterhead and promotional materials. Digest:       Use of “Certified Legal Assistant” title is permissible provided certifying entity meets certain standards and disclo­sure is made of certifying entity. Code:        DR 2-101; … Continued

Opinion 694

NEW YORK STATE BAR ASSOCIATION Conflict of interest, real estate, referral, solicitation Committee on Professional Ethics Opinion #694 – 08/25/1997 (3-97) Topic:        Conflict of interest; solicitation by real estate broker; dual representation of purchaser and lender. Digest:       Improper for attorney to participate in “Home Buyers Program.” Code:          DR 2-103(A), DR 2-103(C), DR 5-101(A), DR 5?105(A) … Continued

Opinion 693

 NEW YORK STATE BAR ASSOCIATION Dual representation, employee, escrow funds, multiple representation, paralegals Committee on Professional Ethics  Opinion #693 – 08/22/1997 (68-96) Topic:           Nonlawyer Employees; Escrow Accounts; Attorney’s Signature Digest:         Attorney may allow paralegal to use attorney’s signature stamp to execute escrow checks under certain circumstances Code:           DR 1-104; DR 9-102(A), (B); DR 9-102(E); EC … Continued

Opinion 692

New York State Bar Association County legislator, criminal practice, fees, legislature, part-time public Ethics Opinion 692 (06/23/1997) Overrules N.Y. State 431 (1976) Topic: Part-time legislator’s practice in criminal courts in city and county Digest: A part-time city or county legislator may not represent criminal defendants in cases in which the legislator expects to cross examine … Continued

Opinion 691

NEW YORK STATE BAR ASSOCIATION Charities, gifts, referral Committee on Professional Ethics  Opinion #691 – 06/10/1997  (5-97) Topic:         Charitable donation to non-profit organization that refers attorneys to clients Digest:       Attorney may make charitable donation to organization that provides referrals if donation is not compensation for referral. Code:         DR 2-103(B) and (D). QUESTION May an attorney … Continued

Opinion 690

NEW YORK STATE BAR ASSOCIATION Fees, matrimonial matters Committee on Professional Ethics Opinion #690 – 05/13/1997 (10-97) Topic:           Contingent Fees; Domestic Rela-tions Digest:         Lawyer in domestic relations matter or lawyer’s firm may represent client in a tort action against spouse under a con-tingent fee retainer, even if the tort action is tried as part of … Continued

Opinion 689

NEW YORK STATE BAR ASSOCIATION Fees Committee on Professional Ethics  Opinion #689 – 05/12/1997 (58-96) Topic:        Accepting Fees from Petitioner for Representation in Guardian-ship Proceeding in Addition to Court Award. Digest:       Lawyers may accept fees from guardianship petitioner in addition to court award as long as fee is not excessive or contrary to law, court … Continued

Opinion 688

New York State Bar Association Conflict of interest, law school clinic Committee on Professional Ethics Opinion #688 – 05/08/1997 (47-96) Topic:        Conflict of interest; lawyer’s own personal interests; law school clinic Digest:       A supervising attorney at a law school legal clinic may properly represent a clinic client when the opposing counsel is a member of … Continued