Recent SEC Rulemaking Initiatives Part II: Form PF Amendment

Speakers will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers.

Topics to include:

• the rule proposals 

• the potential impact on regulated entities such as investment advisers 

• the potential impact on investors and the capital markets

Speakers

Michael Neus, SEC, Division of Investment Management, Private Funds Attorney Fellow

Adam Kanter, Mayer Brown LLP, Partner

Kathy Malone, Greyline Partners, LLC, Partner & Head of Consulting

Adele Murray, Assured Investment Management, Chief Compliance Officer