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Business Law Basics: Investment Companies And Investment Advisers

Business Law Basics: Investment Companies And Investment Advisers

Making business together

This program will describe generally the structure of the registered fund industry (mutual funds, closed-end fund, BDCs), different types of investment companies and the relevant regulatory framework governing these investment vehicles. It will also touch on the regulation of investment advisers. This program will speak from the perspective of what an investment management lawyer does on a day-too-day basis.

Start Date:
  • April 29, 2021
Start Time:
  • 3:00 PM
End Time:
  • 4:00 PM
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0KM51
Section Member Price: $0.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $150.00
Sponsoring Committee Group
  • Committee On Continuing Legal Education
  • Business Law Section