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Insights On SEC Exams Of Private Fund Sponsors

Insights On SEC Exams Of Private Fund Sponsors

Insight on SEC Exams_675

Tram Nguyen, Mayer Brown Corporate & Securities partner and chair of the NYSBA Securities Regulation Committee, is pleased to announce that Igor Rozenblit—former co-head of the SEC’s Private Funds Unit in the Division of Examinations (formerly, “OCIE”) and now the managing partner at Iron Road Partners—will discuss his experiences leading SEC exams focused on private fund sponsors, recent developments and focus areas of SEC examinations and emerging trends.

Start Date:
  • December 16, 2021
Start Time:
  • 11:00 AM
End Time:
  • 12:00 PM
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0LQ11
Section Member Price: $40.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $100.00
Sponsoring Committee Group
  • Business Law Section
  • Securities Regulation Committee
  • Committee On Law Practice Management
  • Committee On Continuing Legal Education