Recent SEC Rulemaking Initiatives Part II: Form PF Amendment And Private Fund Adviser Proposals
Panelists will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers. The panelists will cover:
• the rule proposals
• the potential impact on regulated entities such as investment advisers
• the potential impact on investors and the capital markets
Speakers:
Michael Neus, SEC, Division of Investment Management, Private Funds Attorney Fellow
Adam Kanter, Mayer Brown LLP, Partner
Kathy Malone, Greyline Partners, LLC, Partner & Head of Consulting
Adele Murray, Assured Investment Management, Chief Compliance Officer
Start Date:
- May 12, 2022
Start Time:
- 12:00 PM
End Time:
- 1:30 PM
Areas Of Professional Practice Credit(s):
- 1.5
Total Credit(s):
- 1.5
Region:
- Virtual Participation
Format:
- Webinar
Product Code:
- 0MA31B
NYSBA Member Price:
$50.00
Join (or renew) for special member pricing
Non-Member Price:
$100.00
Sponsoring Committee Group
- Committee on Continuing Legal Education
- Securities Regulation Committee
- Business Law Section
