Recent SEC Rulemaking Initiatives Part II: Form PF Amendment And Private Fund Adviser Proposals

Panelists will discuss recently proposed SEC rules covering a wide range of topics affecting both investment advisers. The panelists will cover:

• the rule proposals 

• the potential impact on regulated entities such as investment advisers 

• the potential impact on investors and the capital markets

Speakers:

Michael Neus, SEC, Division of Investment Management, Private Funds Attorney Fellow

Adam Kanter, Mayer Brown LLP, Partner

Kathy Malone, Greyline Partners, LLC, Partner & Head of Consulting

Adele Murray, Assured Investment Management, Chief Compliance Officer