Regulation S-P Amendments: Privacy of Consumer Financial Information and Safeguarding Customer Information
This CLE will discuss the Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P with a particular focus on its impact for registered investment advisers. These changes mark a pivotal shift in the financial industry's approach to data security and privacy and include: new notification requirements; incident response programs; expanded safeguard and disposal rules; as well as changes to the privacy notice.
Start Date:
- September 18, 2024
Start Time:
- 5:00 PM
End Time:
- 6:00 PM
Areas Of Professional Practice Credit(s):
- 1.0
Total Credit(s):
- 1.0
Region:
- Virtual Participation
- James Leahy, Esq., Florio Leahy LLP
- Danielle Tuluca, Florio Leahy LLP
Format:
- Webinar
Product Code:
- 0PF71
Section Member Price:
Free
NYSBA Member Price:
$50.00
Join (or renew) for special member pricing
Non-Member Price:
$100.00
Sponsoring Committee Group
- Committee on Continuing Legal Education
- Private Investment Funds Committee
- Securities Regulation Committee
- Business Law Section
