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SEC Priorities

SEC Priorities

SEC Priorities_675
      • Christina Thomas and Nick Losurdo recently served together at the SEC as senior advisors to Commissioner Elad L. Roisman.  They focused on policy, rulemaking, and enforcement related to, among other things, capital formation, issuer disclosure, proxy voting, Regulation NMS and equity market structure, broker-dealer and investment adviser standards of conduct, and new and complex asset classes (including digital asset securities). They will discuss what we can expect from the SEC during the Biden administration, including rulemaking, enforcement focus areas, and exam priorities.
Start Date:
  • October 20, 2021
Start Time:
  • 10:30 AM
End Time:
  • 11:30 AM
Areas Of Professional Practice Credit(s):
  • 1.0
Total Credit(s):
  • 1.0
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0LF91
Section Member Price: $40.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $100.00
Sponsoring Committee Group
  • Business Law Section
  • Committee on Continuing Legal Education